Insights

As Tranche 2 regulations bring accountants, lawyers, and real estate agents into the regulatory fold, the "reasonable excuse" of manual record-keeping is fast disappearing. While spreadsheets and PDFs are familiar, they are inherently fragile: vulnerable to "shadow" files, accidental data corruption, and a lack of auditability. Relying on a tool where a single accidental column sort can invalidate your entire compliance history is not a viable strategy. This post explores why shifting to a SaaS GRC platform is essential for protecting your firm’s reputation, ensuring data integrity, and transforming compliance from a manual burden into a streamlined, automated asset.

Mark Kelly

19 Apr 2026

Most guidance on AML/CTF compliance is either too vague or built for banks. Here's a plain-English version of exactly what your program needs to include...and why.

Mark Kelly

23 Mar 2026

Most newcomers treat AML as paperwork, rather than a living risk management system. Here are the three mistakes AUSTRAC keeps finding - and how to fix them fast.

Mark Kelly

09 Feb 2026

AUSTRAC's newly released compliance starter kits give Tranche 2 professionals a practical on-ramp to AML/CTF obligations, commencing on 1 July 2026. Here's what's in them, what the regulator actually expects, and where the real compliance challenge begins.

Mark Kelly

01 Feb 2026

In risk and compliance, most teams don't fail because they lack effort; they fail because they focus on paperwork instead of building systems that actually work. The most common misstep we see across gaming operator businesses? Jumping straight into templates and registers without understanding the underlying why. Real compliance isn't about spreadsheets or documenting a long obligation register; it's about how controls operate in practice, how staff behave under pressure, and how decisions get made every day. If your compliance function lives in a shared spreadsheet in a shared drive gathering digital dust, it's not protecting your business.

Mark Kelly

10 Sep 2025